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  1. Securities Arbitration, Securities Litigation, Investment Fraud & SEC Defense

    Securities Litigation & Securities Arbitration Russell C. Weigel IIl Email 786-888-4567 5775 Blue Lagoon Drive Suite 100 Miami, Florida 33126 Having ...
    aider and abettor0
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    plaintiff securities attorney0
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    unsuitable investment0
    unsuitable recommendation0
    wells submission0

    www.nasd-arbitration.com - 2009-02-06
  2. Investment Company & Investment Advisor Regulatory Compliance

    Securities Regulation Compliance Russell C. Weigel IIl Email 786-888-4567 5775 Blue Lagoon Drive Suite 100 Miami, Florida 33126 Russell C. Weigel, III, assists ...
    ’40 Act0
    bank broker-dealer compliance0
    CFTC compliance0
    former SEC attorney0
    investment compliance attorney0
    NASDR compliance0
    recordkeeping and disclosure0

    www.investment-compliance.com - 2009-02-13

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